If you’re interested in finally sharing testimonials from satisfied clients, here’s everything you need to know. Many consumers now rely on customer reviews to choose everything from their plumber to ...

The Municipal Securities Rulemaking Board has voted to amend its Rule G-40 to allow municipal advisors to use testimonials in advertisements and Rule A-12 to make changes to Form A-12 on registration.

More than six out of 10 RIAs who filed a Form ADV amendment last March left a section assessing compliance with the Securities and Exchange Commission’s new marketing rule entirely blank, according to ...